The New York Department of Financial Services (DFS) has issued cybersecurity requirements for financial services companies (cyber rules) that recently went into effect March 1, 2017. The cyber rules, codified at…
The New York Department of Financial Services (DFS) has issued cybersecurity requirements for financial services companies (cyber rules) that recently went into effect March 1, 2017. The cyber rules, codified at…
We have compiled our annual Top Ten list of Enforcement Highlights. This time, it occurs towards the end of the tenure of SEC Chair Mary Jo White. Sullivan & Cromwell corporate securities and capital markets partner,
The “Volcker Rule a ban on proprietary trading activities by banks included in Dodd-Frank at the last minute, has long been one of the least popular parts of the landmark financial services reform law. Opponents of…